Securities Regulation

Securities Regulation

Authors : James D. Cox, Donald C. Langevoort
Publisher : Wolters Kluwer Law & Business
Published Date : 2019-07-22
ISBN-13 : 9781543816044
Page : 1168 Pages
Language : en

Descriptions Securities Regulation

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019).

New to the 2019 Edition:

  • New Rule 15l-1 Regulation Best Interest has been added
  • Thoroughly updated to reflect numerous changes made by the SEC to
    • modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies
    • facilitate the disclosure of information to investors
    • simplify compliance without significantly altering the total mix of information provided to investors.

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